Investor onboarding
Streamlined account opening with structured workflows, document capture, and suitability built in.
Broker-Dealer Platform | ACM Global Tech
Broker-dealer
Run a broker-dealer, end to end.
A broker-dealer platform built for compliance from day one: investor onboarding, KYC/AML, books-and-records, net-capital computation and reporting, trade reporting, and the controls and audit trails examiners expect. Deployable into any regulated market under your brand.
The context
Compliance is the hard part.
Standing up a broker-dealer is less about taking orders and more about the obligations behind them: onboarding the right way, keeping accurate books and records, computing net capital correctly, reporting trades on time, and proving every control to an examiner. Most teams stitch this together from disconnected tools and discover the gaps during an exam.
Onboarding
KYC/AML burden
Identity verification, screening, and risk scoring have to be consistent, documented, and reviewable for every investor.
Records
Books and records
Accurate, immutable, and retrievable records are a baseline obligation, not an afterthought to reconcile later.
Net capital
Continuous computation
Net-capital and reserve obligations must be computed correctly and reported on schedule, not estimated.
FINRA
Trade reporting
Trade reporting and supervisory obligations expect timely, structured output backed by an auditable trail.
What we deliver
Onboarding to audit trail.
The operating system of a broker-dealer, integrated end to end so onboarding, records, capital, and reporting work as one system instead of six disconnected ones.
KYC/AML
Identity verification, sanctions and PEP screening, and risk scoring, documented and reviewable per investor.
Books and records
Accurate, immutable, and retrievable books and records maintained from the source of truth.
Net-capital computation
Continuous net-capital computation and scheduled reporting, derived from live positions and balances.
Trade reporting
Timely, structured trade reporting aligned to FINRA expectations, generated from the record of execution.
Controls and audit trails
Supervisory controls with a complete, tamper-evident audit trail that stands up to examination.
The proof
Built in code. Proprietary. Research-backed.
Real, working capability behind the claims, not slideware.
40+ proprietary innovations
Across post-quantum cryptography, threshold signatures, MPC custody, and FHE.
Production reference implementation
A full broker-dealer stack · onboarding, books-and-records, net capital, and reporting · built in code, ready to deploy and white-label.
Peer-reviewed foundation
Our 2-round lattice threshold constructions, Corona (R-LWE) and Pulsar (rank-k Module-LWE), build on peer-reviewed lattice cryptography, with production lifecycle and permissionless, leaderless DKG.
Stand up a broker-dealer that passes the exam.
License the IP, resell it under your brand, or co-build with our team. Deployable into any regulated market.
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